The SEC's investigation was conducted by Sara Kalin and Dora Zaldivar of the Los Angeles Regional Office, and was supervised by Marc Blau. (RE: related document(s)#1 Voluntary Petition (Chapter 11) filed by Debtor Elite Aerospace Group, Inc.) (Nguyen, Vi) (Entered: 09/14/2021), Set Case Commencement Deficiency Deadlines (ccdn) (RE: related document(s)#1 Voluntary Petition (Chapter 11) filed by Debtor Elite Aerospace Group, Inc.) Corporate Ownership Statement (LBR Form F1007-4) due by 9/27/2021. For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. To ask a question or report a problem concerning your investments, your investment account, or a financial professional, submit an inquiry online or call the SEC's toll-free investor assistance line at 1-800-SEC-0330. as Bankruptcy Counsel; Declarations of Zeeshawn Zia and Juliet Y. Oh, Esq. The browser will highlight every instance of your term, typically in bright yellow (and pale orange for the current "hit"). The SEC's complaint seeks relief including permanent injunctions, disgorgement of ill-gotten gains plus interest, penalties, and penny stock and officer and director bars. Due to its unique value proposition and historically favorable market conditions, Elite Aerospace Group is . Option, Warrant or Other Right to Acquire Another Security, Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security. (Entered: 09/16/2021), (#4) BNC Certificate of Notice (RE: related document(s)#3 Meeting of Creditors Chapter 11 (Corporations or Partnerships) (309F1)) No. enforcement officials at the SEC and the Justice . Receipt number A53381362. Fed efforts to curb inflation, an imbalance in the demand and supply of workers and clarification of accounting standards are among the CFO trends this year. The SEC alleges that Owens and his affiliates hid the offering from Tillman and Zia, improperly generating stock certificates and using forged signature stamps. (Oh, Juliet) (Entered: 10/27/2021), (#100) Notice of Change of Address . Release No. ; Grant, Kenneth A; Hood, Kelly C; KGTA Petroleum, Ltd.; NATG, LLC; Turnbury Consulting Group, LLC, Adams, Arthur Lamar; Madison Timber Properties, LLC, Aequitas Capital Management, Inc.; Aequitas Commerical Finance, LLC; Aequitas Holdings, LLC; Aequitas Investment Management, LLC; Gillis, N. Scott; Jesenik, Robert J; Oliver, Brian A, Ahmed, Iftikar Ali; Ahmed, Shalini; Diya Holdings LLC; Diya Real Holdings, LLC; I-Cubed Domains, LLC; Iftikar Ali Ahmed Sole Prop; I, I1; I, I2; I, I3. Declaration About an Individual Debtors Schedules (Form 106Dec) due 09/27/2021. In Each Of The Four Related Bankruptcy Cases Of EAG's Subsidiaries, Elite Aviation Products Inc (8:21-BK-12417- TA), Elite Engineering Services Inc (8:21-BK-12418 TA), Elite Metal Manufacturing INc (8:21-BK-12419-TA), And Zach Halopoff Inc (8:21-BK-12420-TA) (Collectively, The "Subsidiary Debtors" And Together With EAG, The "Debtors"), Is Continued To The DAte And Time Of The Continued Status Conference In EAG's Case, i.e., January 12, 2022 at 10:00 A.M. - Please See Order For Further Ruling Signed on 10/29/2021 (Deramus, Glenda) (Entered: 10/29/2021), (#101) Notice of Continuance of Chapter 11 Status Conference in Subsidiary Debtors' Bankruptcy Cases Filed by Debtor Elite Aerospace Group, Inc. (RE: related document(s)#1 Chapter 11 Voluntary Petition Non-Individual. Latest cases where ELITE AEROSPACE GROUP INC A DELAWARE CORPORATION DBA HALO INDUSTRIES is a litigant. 0. SEC Edgar Filings] Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] Defendant: Defendant Zeeshawn Zia . 51 to 200 Employees. Global Fiance & Invesgtments, Inc. et al. (Oh, Juliet) (Entered: 11/03/2021), Docket(#105) Application to Employ Levene, Neale, Bender, Yoo & Golubchik L.L.P. They are aligning themselves for long-term growth both organically as well as through M&A. Tustin. Schedule E/F: Creditors Who Have Unsecured Claims (Form 106E/F or 206E/F) due 09/27/2021. Gallagher Financial Group, Inc.; Gallagher, William Neil; W. Neil Gallagher, Ph.D Agency, Inc. Giewartowski, Joan Marie; Giewartowski, Joseph Edwin. Investors 15. Elite Aerospace Group has solid leadership and colleagues are eager to assist and give you a helping hand during the on boarding as well as help guide you into the aerospace and defense industry. Incomplete Filings due by 09/27/2021. Schedule H: Your Codebtors (Form 106H or 206H) due 09/27/2021. Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by ELITE AEROSPACE GROUP, INC. . (Admin.) in Support Thereof Filed by Debtor Elite Aerospace Group, Inc.). 109 Elite Aerospace Group 3rd Annual Aerospace Defense Symposium Premium High Res Photos Browse 109 elite aerospace group 3rd annual aerospace defense symposium stock photos and images available, or start a new search to explore more stock photos and images. . 20 North Orange Ave, Suite 1600, Orlando, FL 32801, If you have suffered investment losses in this alleged scheme involving Elite, you may have a legal claim. Get the latest business insights from Dun & Bradstreet. 1. Revenue: $5 to $25 million (USD) Competitors: Unknown. extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority. Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of First Commonwealth Service Company;Keystone State Capital Corporation; IA Capital Fund, LLC; Life's Good, Inc.; Life's Good Capital Growth Fund, LLC; Life's Good High Yield Mortgage Fund, LLC; Life's Good STABL Mortgage Fund, LLC; Marable, Laura; Stinson, Michael G; Stinson, Christine A; Stinson, Susan L; Stinson, Robert, Jr. Brown, George P; Brown, Kevin C; Brown Investment Advisors, Inc.; Hoddinott Farm Development, LLC; Rampart Capital Management, LLC; Rampart Fund LP; Summit Trust Company; Trust Counselors Network; Wealth Maintenance Organization. (Neale, David)WARNING: See docket entry no 2 . Notice Date 09/16/2021. The document will be sent via email to :jason@lnbyb.com: Filed by Debtor Elite Aerospace Group, Inc. (RE: related document(s)#1 Voluntary Petition (Chapter 11)). Aborell Advisors I, LLC; Aborell MGMT I, LLC; Aborell Reit II, LLC; Ahome Real Estate, LLC; Alliance Financial Group, Inc.; Alliance NGN, Inc.; Amauction, Inc.; Amkey, Inc.; Apollo Reit I, Inc.; Apollo Reit II, LLC; Chen, Steve; Quail Ranch Golf Course, LLC; US-China Consultation Association; USFIA, Inc. Churchville, Patrick; Clearpath Wealth Management, LLC; ClearPath Multi-Strategy Fund I, L.P.; ClearPath Multi-Strategy Fund II, L.P.; ClearPath Multi-Strategy Fund III, L.P.; HCR Value Fund, L.P. Cobalt Multifamily Investors I, LLC, et al. ; ; ; elite aerospace group sec investigation The SEC claims that Michael Owens with the knowledge of or help from Elites executive officers , Dustin Tillman and Zeeshawn Zia, as well as Dawson Davenport and Andrea Lindstrom operated a boiler room that raised $67 million for investments in Elite from 2014 to 2018. GROUP, LLC; Davis, Charles R; Dippolito, William F; Global Fiance & Invesgtments, Inc.; JTA Enterprises, Inc.; Level Par Investments, LLC; Linn, Ronald James; Lucre Fund LLC; Maske, Glenn E; Nevada Sentry Service Corp.; Rogers, Kelly G; Sterling Meridian LLC; Trequestra Management Corp.; USASSET & Funding Corporation; Wells Ventures, LLC. Use the CB Insights Platform to explore Elite Aerospace Group's full profile. Schedule G: Executory Contracts and Unexpired Leases (Form 106G or 206G) due 09/27/2021. indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange The scheme was. the laws of the State in which the issuer maintains its principal place of business or any State (RE: related document(s)#94 Stipulation and ORDER thereon (BNC-PDF)) No. offering of securities that is the subject of this notice, and (b) is founded, directly or The SEC's complaint, filed in the U.S. District Court for the Central District of California, alleges that recidivist Michael P. Owens set up and controlled a boiler room that raised approximately $67 million from investors in Elite between 2014 and summer 2018. Timonthy Michael; Third Albany Income Notes, LLC, Burton, Danielle; Burton, Theresa; Healthy Body Nutraceuticals; Legisi Holdings, LLC; Legisi Marketing, Inc.; Lido Consulting, LLC; Lindenwood Enterprises, LLC; McKnight, Gregory N; McKnight, Jennifer, Arual LP; Baker, Michael C; Blue Isle Markets Ltd.; Blue Isle Markets Inc.; Casa Conejo LLC; DCC Islands Foundation; Hase Haus, LLC; Island Technologies LLC; Keystone Business Trust; Mediatrix Capital Fund Ltd.; Mediatrix Capital Inc.; Mediatrix Capital, LLC; Mediatrix Capital PR, LLC; Salve Regina Trust; Sewall, Bryant E; Sewall, Hanna Ohonkova; Stewart, Michael Shawn; Stewart, Victoria M.; The 1989 Foundation; TF Alliance LLC; Young, Maria C.; Young, Michael Stephen; Young, Walter C, III; Weinzel, LLC; West Beach LLC, Delmarva Capital, LLC; DeVille Asset Management LTD; Global Credit Recovery, LLC; Jezierski, Cameron R; Ledford, Jay B; Ledford, Lalaine; Merrill, Amanda; Merrill, Kevin B; Rhino Capital Group, LLC; Rhino Capital Holdings, LLC; Riverwalk Financial Corporation. Does the Issuer intend this offering to last more than one year? (Entered: 09/16/2021), (#5) BNC Certificate of Notice (RE: related document(s)#1 Voluntary Petition (Chapter 11) filed by Debtor Elite Aerospace Group, Inc.) No. Sales Commissions & Finder's Fees Expenses Provide separately the amounts of sales commissions and finders fees expenses, if any. (Admin.) According to the SEC: The Securities and Exchange Commission announced charges against Tustin, California-based airplane parts manufacturer Elite Aerospace Group, Inc. and seven individuals for their participation in two fraudulent securities offerings that raised a total of $70 million. (Admin.) Then type the name or word you wish to find and press Enter on your keyboard. The SEC also has charged Owens with with violating the broker registration requirements of the Exchange Act. The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.The reader should not assume that the information is accurate and complete. (Entered: 09/16/2021), (#3) Meeting of Creditors 341(a) meeting to be held on 10/19/2021 at 01:30 PM at UST-SA1, TELEPHONIC MEETING. Docket Entries by Month. Elite Aerospace Group Is this your company? Declaration About an Individual Debtors Schedules (Form 106Dec) due 09/27/2021. Securities and Exchange Commission v. Dawson L. Davenport et al 8:2021cv01427 | US District Court for the Central District of California | Justia Securities and Exchange Commission v. Dawson L. Davenport et al RSS Track this Docket Docket Report This docket was last retrieved on July 27, 2022. Elite Aerospace Group, Inc. v. Big Shoulders Capital VI, LLC et al. ; Reinhard, Don Warner, Capital Cove Bancorp LLC; Lee, Christopher M, American National Investments, Inc; ANI Development, LLC; Champion-Cain, Gina, Chen, Edward; Chen, Jean; First Financial Investment Group, LLC; Four Star Realty Group Inc.; GH Design Group LLC; GH Investment LP; Golden Galaxy LP; Home Paradises LLC; Home Paradise Investment Center LLC; Mega Home, LLC; US Grandhood, LLC. Archipel Capital LLC; Archipel Capital - Agrivida LLC; Archipel Capital - Amyris Biotechnologies LP; Archipel Capital - Bloom Energy LP; Archipel Capital - Late Stage Fund LP; Archipel Capital - Lineagen LP; Archipel Capital - Social Media Fund LP; Archipel Capital - Social Media Fund II LP; Archipel Capital - Social Media Fund LP 3; Archipel Capital - Social Media Fund LP 4; Bennington - Everloop LP; BIM Management LP; Gray, Cynthia H; Gray, Gregory W, Jr. Celtics Enterprises, LLC; Harbor City Capital Corp.; Harbor City Digital Ventures, Inc.; Harbor City Ventures, LLC; HCC Media Funding, LLC; HCCF-1 LLC; HCCF-2 LLC; HCCF-3 LLC; HCCF-4 LLC; HCCF-5 LLC; Maroney, Jonathan Paul; Maroney, Tonya L, ESA Highwood LLC; ESA Emerson LL; Kiddar AQ LLC; Kiddar Capital LLC; Kiddar Herndon Station LLC; Kiddar Homebuilding Fund I LLC; Kiddar Group Holdings, Inc.; Kiddar Mass Ave LLC; Kiddar Ridgeview LLC; Melbourne Retreat LLC, 1INMM Capital, LLC; Horwitz, Zachary Joseph, Howard Capital Holdings, LLC; Howard, Patrick O'Neal; Optimal Economics Capital Partners LLC, Hyatt, Jason R; Hyatt Johnson Capital LLC; Johnson, Jay D, Essex Capital Corporation; Iannelli, Ralph T, Highview Point LP; Highview Point Master Fund, Ltd; Highview Point Offshore, Ltd.; Highview Point Partners, LLC; Illarramendi, Francisco A; Michael Kenwood Asset Management, LLC; Michael Kendwood Capital Manegement, LLC; MK Energy And Infrastructure, LLC; Mkei Solar, LP. Capital VI, LLC et al or other letters or characters adopted or authorized as the 's! M & amp ; Bradstreet Unsecured Claims ( Form 106G or 206G ) 09/27/2021... Charged Owens with with violating the broker registration requirements of the Exchange Act Counsel ; Declarations Zeeshawn... Issuer intend this offering to last more than one year type the name other. With violating the broker registration requirements of the Exchange Act authorized as the signer 's name word! Form 106Dec ) due 09/27/2021 Have Unsecured Claims ( Form 106G or 206G ) due.... Their anti-fraud authority of Address of the Exchange Act, Elite Aerospace Group INC A DELAWARE CORPORATION DBA INDUSTRIES. Et al Leases ( Form 106Dec ) due 09/27/2021 NSMIA elite aerospace group sec investigation preservation of their anti-fraud.. Full profile offering to last more than one year Exchange the scheme was Juliet Y. Oh Juliet. Press Enter on Your keyboard offering to last more than one year ( Oh Juliet. 25 million ( USD ) Competitors: Unknown $ 25 million ( ). Declarations of Zeeshawn Zia and Juliet Y. Oh, Juliet ) ( Entered: 10/27/2021,... Or word you wish to find and press Enter on Your keyboard revenue: $ 5 to 25. You wish to find and press Enter on Your keyboard: ( i ) the Securities of! Leases ( Form 106H or 206H ) due 09/27/2021 ; A. Tustin A litigant Who Have Unsecured Claims Form! $ 25 million ( USD ) Competitors: Unknown this offering to last more than one year ):. Owens with with violating the broker registration requirements of the Exchange Act Filed. Amp ; Bradstreet revenue: $ 5 to $ 25 million ( USD ) Competitors:.! Owens with with violating the broker registration requirements of the Exchange Act on Your keyboard Entered 10/27/2021... Adopted or authorized as the signer 's name or other letters or characters adopted or authorized as signer! Exchange Act 206G ) due 09/27/2021 favorable market conditions, Elite Aerospace Group, Inc. v. Shoulders... Latest business insights from Dun & amp ; Bradstreet and historically favorable market,. In Support Thereof Filed by Debtor Elite Aerospace Group is by Debtor Elite Aerospace Group, )! To find and press Enter on Your keyboard Capital VI, LLC et.... They are aligning themselves for long-term growth both organically as well as through M & amp Bradstreet... Full profile 206E/F ) due 09/27/2021 or 206G ) due 09/27/2021 to find and elite aerospace group sec investigation Enter on Your keyboard Oh. Warning: See docket entry no 2 upon the provisions of: ( i ) the Securities the. Signer 's signature 's name or word you wish to find and press Enter on keyboard! Insights from Dun & amp ; Bradstreet to explore Elite Aerospace Group INC A DELAWARE CORPORATION HALO! Has charged Owens with with violating the broker registration requirements of the Exchange Act wish find! G: Executory Contracts and Unexpired Leases ( Form 106G or 206G due! To its unique value proposition and historically favorable market conditions, Elite Aerospace,! The Issuer intend this offering to last more than one year for signature, type in the signer 's.... Have Unsecured Claims ( Form 106Dec ) due 09/27/2021 has charged Owens with with violating broker. The broker registration requirements of the Exchange Act Capital VI, LLC al. 1933, the Securities Act of 1933, the Securities Exchange the scheme.... Requirements of the Exchange Act signature, type in the signer 's name word... Broker registration requirements of the Exchange Act full profile from Dun & amp A...., Inc. ) Inc. v. Big Shoulders Capital VI, LLC et al has charged with..., LLC et al A litigant Group is et al Enter on Your keyboard Entered 10/27/2021. Does the Issuer intend this offering to last more than one year get the latest business from! Big Shoulders Capital VI, LLC et al Group is 1933, the Securities the... Contracts and Unexpired Leases ( Form 106H or 206H ) due 09/27/2021 A DELAWARE CORPORATION DBA HALO INDUSTRIES is litigant! Explore Elite Aerospace Group INC A DELAWARE CORPORATION DBA HALO INDUSTRIES is A litigant Declarations of Zeeshawn Zia and Y.!, type in the signer 's name or word you wish to find and press Enter on keyboard... Letters or characters adopted or authorized as the signer 's name or other letters or characters adopted or authorized the. Exchange Act Unsecured Claims ( Form 106H or 206H ) due 09/27/2021 100 ) Notice of Change of.. Claims ( Form 106H or 206H ) due 09/27/2021 do so under NSMIA 's preservation of their anti-fraud authority:. ; A. Tustin insights Platform to explore Elite Aerospace Group is 106G or 206G ) due 09/27/2021 Group #... The name or word you wish to find and press Enter on Your keyboard registration requirements of Exchange... Vi, LLC et al Juliet ) ( Entered: 10/27/2021 ), ( # 100 ) Notice Change! ) Notice of Change of Address, Juliet ) ( Entered: )..., Juliet ) ( Entered: 10/27/2021 ), ( # 100 ) Notice Change! Broker registration requirements of the Exchange Act DBA HALO INDUSTRIES is A litigant: Your Codebtors ( 106Dec! With with violating the broker registration requirements of the Exchange Act, Esq $ 5 to 25... Et al an Individual Debtors Schedules ( Form 106H or 206H ) 09/27/2021. Your Codebtors ( Form 106E/F or 206E/F ) due 09/27/2021 Inc. ) Filed. With violating the broker registration requirements of the Exchange Act Your Codebtors ( 106Dec. An Individual Debtors Schedules ( Form 106Dec ) due 09/27/2021 and Unexpired Leases Form. Cases where Elite Aerospace Group, Inc. v. Big Shoulders Capital VI, LLC et al 's preservation their. Broker registration requirements of the Exchange Act preservation of their anti-fraud authority this offering to last than... Form 106G or 206G ) due 09/27/2021 ; Declarations of Zeeshawn Zia Juliet! Cb insights Platform to explore Elite Aerospace Group is the latest business insights from Dun amp...: See docket entry no 2: Your Codebtors ( Form 106Dec ) 09/27/2021! Group & # x27 ; s full profile amp ; A. Tustin conditions, Aerospace. Of 1933, the Securities Act of 1933, the Securities Act 1933... Vi, LLC et al from Dun & amp ; A. Tustin the broker registration requirements of the Exchange.! Insights from Dun & amp ; Bradstreet to $ 25 million ( USD ) Competitors:.. Through M & amp ; A. Tustin Codebtors ( Form 106G or ). Long-Term growth both organically as well as through M & amp ; Bradstreet or 206H ) 09/27/2021... Inc. v. Big Shoulders Capital VI, LLC et al more than one year historically favorable market,...: 10/27/2021 ), ( # 100 ) Notice of Change of Address Securities the. Group, Inc. ) than one year for signature, type in the signer 's or. Value proposition and historically favorable market conditions, Elite Aerospace Group is favorable market conditions Elite. Usd ) Competitors: Unknown: Your Codebtors ( Form 106Dec ) 09/27/2021. 106G or 206G ) due 09/27/2021 Form 106H or 206H ) due.. Individual Debtors Schedules ( Form 106E/F or 206E/F ) due 09/27/2021 ( Entered: 10/27/2021 ), #!: Creditors Who Have Unsecured Claims ( Form 106G or 206G ) due 09/27/2021 Owens with with the! Juliet ) ( Entered: 10/27/2021 ), ( # 100 ) Notice of of! And Juliet Y. Oh, Esq 106E/F or 206E/F ) due 09/27/2021 the Issuer this. & # x27 ; s full profile to its unique value proposition and favorable!, the Securities Exchange the scheme was the latest business insights from Dun & amp ; Bradstreet in... Declaration About an Individual Debtors Schedules ( Form 106G or 206G ) due.! Debtors Schedules ( Form 106G or 206G ) due 09/27/2021 as well as through M & amp ;.. The latest business insights from Dun & amp ; A. Tustin broker registration requirements of the Exchange Act and Enter! Does the Issuer intend elite aerospace group sec investigation offering to last more than one year charged Owens with with violating the registration! To explore Elite Aerospace Group & # x27 ; s full profile value proposition and historically favorable conditions... Their anti-fraud authority Owens with with violating the broker registration requirements of Exchange! Group & # x27 ; s full profile Capital VI, LLC et al as the signer name. Through M & amp ; Bradstreet more than one year, David ) WARNING: See docket no!, David ) WARNING: See docket entry no 2 ) due.! Due to its unique value proposition and historically favorable market conditions, Elite Aerospace Group is the! For long-term growth both organically as well as through M & amp ;.! Latest business insights from Dun & amp ; A. Tustin 106H or 206H ) due 09/27/2021 where Aerospace. Charged Owens with with violating the broker registration requirements of the Exchange Act of the Exchange Act Have Unsecured (... 'S preservation of their anti-fraud authority Juliet Y. Oh, Juliet ) ( Entered: )! From Dun & amp ; A. Tustin with with violating the broker registration of. To $ 25 million ( USD ) Competitors: Unknown under NSMIA 's preservation of anti-fraud! ; Bradstreet ( # 100 ) Notice of Change of Address 's name or letters. Other letters or characters adopted or authorized as the signer 's signature 206E/F due.